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Expert ID: 10058 | Business/Finance | Securities Investment

Securities Investment

This expert is an experienced expert witness in complex commercial litigation and arbitration proceedings involving corporate, securities and business law issues. He has provided expert witness services in federal and state courts, in arbitration proceedings and in both civil and criminal matters. Using his many years of experience as a transactions attorney in private practice, this expert is able to provide expert witness services on a broad range of substantive issues, including public and private securities offerings (IPOs, Regulation D, etc.), securities resales (Rule 144, etc.), M&A and corporate finance transactions, investment company and investment adviser registration exemptions and regulation, executive employment agreements and compensation (stock options, etc.), corporate governance, SEC, FINRA and state investigations, and professional responsibility (legal malpractice.)

Speaks some German

Other areas of expertise:

  • Legal Malpractice
  • Executive Employment and Compensation
  • Corporate Governance
  • Stock options and equity based compensation
  • Private and public securities offerings

Location: Tampa, FL

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